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Administrative proceeding
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#	Item
301	INITIAL DECISION RELEASE NO. 744 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-18 17:34:29 Finance 73rd United States Congress United States Securities and Exchange Commission SEC Rule 10b-5 Securities Exchange Act Securities and Exchange Commission Securities regulation in the United States Hedge fund United States securities law Financial economics Investment
302	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 6, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-06 17:34:04 House of Morgan Morgan Stanley Tax Damasco Investment Financial economics Finance
303	INITIAL DECISION RELEASE NO. 746 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-27 10:45:19 Finance Government Financial regulation Investment Advisers Act U.S. Securities and Exchange Commission Investment Advisor Investment Company Act Securities Act Financial adviser United States securities law Law 76th United States Congress
304	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 26, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-26 14:44:38 Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities Act SEC Rule 10b-5 United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
305	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 20, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 09:43:08 Securities and Exchange Commission Form 10-Q Government Financial regulation Finance Form 10-K SEC filings Securities Exchange Act U.S. Securities and Exchange Commission
306	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 19, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-19 06:08:10 United States Securities and Exchange Commission SEC filings Securities Exchange Act Financial economics Financial regulation Finance U.S. Securities and Exchange Commission Security Securities Fraud Deterrence and Investor Restitution Act United States securities law Stock market 73rd United States Congress
307	INITIAL DECISION RELEASE NO. 738 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-20 16:44:06 76th United States Congress Business Corporate crime United States Securities and Exchange Commission Investment Advisers Act U.S. Securities and Exchange Commission Investment Advisor Financial regulation Securities regulation in the United States Finance Financial economics United States securities law
308	INITIAL DECISION RELEASE NO. 747 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-27 15:19:57 Investment United States securities law Corporate crime 76th United States Congress U.S. Securities and Exchange Commission Hedge fund Securities fraud Securities and Exchange Commission Investment Advisers Act Law Financial economics Tort law
309	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 25, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-25 12:31:19 Investment Advisers Act Financial economics Financial adviser U.S. Securities and Exchange Commission Securities and Exchange Commission Business Government Securities Fraud Deterrence and Investor Restitution Act Finance Investment Registered Investment Advisor
310	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 09:34:26 Investment Advisers Act Business Financial regulation Investment Registered Investment Advisor Financial adviser Investment Advisor U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Finance Financial economics 76th United States Congress

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